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Illustrative institutional workflow 02

A risk exception with an evidence trail and an owner.

A representative workflow for moving from a defined monitoring exception to documented review.

Explore risk reportingReview security

Scope note

Illustrative workflow. Metrics and thresholds must follow the institution’s approved methodology.

What this page includes

Explore the resources

Challenge

An exception was visible, but the definition and next review step were unclear.

Workflow

The report showed the metric definition, source, threshold and responsible reviewer.

Output

The issue moved through an explicit review and escalation path.

Make the exception process as clear as the metric.

Bring the current report and escalation model to a scoping session.

Request reporting session
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